Overview
Burr & Forman provides counsel to issuers and investors, as well as litigation services related to federal and state securities laws and regulations for a number of clients including:
- Public and private companies
- Fund sponsors
- Private equity and venture capital investors
- Broker-dealers
- Corporate officers
- Individual investors
- Insurance companies
Transactional and Compliance Services
We provide legal services and assistance in connection with:
- Private fund formation
- Planning and implementing public offerings of securities (including drafting & filing registration statements for initial and secondary public offerings)
- Private placements and other exempt offerings of securities
- Broker-dealer registration and compliance
- Compliance with Securities and Exchange Commission (SEC) reporting requirements
- Compliance with corporate governance requirements of the SEC and stock exchanges
- Proxy solicitations
- Resale of restricted securities
- Sales of securities by insiders
Litigation Services
Our team represents clients in all types of disputes involving securities-law issues, whether in state or federal courts, before regulatory agencies, or in arbitration. Visit our Securities Litigation page here to learn more about our litigation services.