Posts tagged ATS.
FINRA to Discuss Potential New Rules on "Dark Pools"
The Financial Industry Regulatory Authority (FINRA) announced on Wednesday that it intends to discuss potential rule-making initiatives that would seek to increase the transparency of Alternative Trading Systems, including "dark pool" trading among brokers. FINRA will discuss the proposed rules on September 19th. Alternative Trading Systems, or ATS, consist of regulated fora for matching buyers and sellers for trades that do not occur within an exchange. The name "dark pool" derives from the non-public nature of some of these systems, whereby certain trades occur with little ...
Posted in: FINRA
Tags: Alternative Trading Systems, ATS, Dark Pools, finra
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