Posts tagged data collection.
FINRA's Cancelled CARDS
A little over one year ago, the Financial Industry Regulatory Authority (FINRA) announced a proposal to increase substantially its collection of brokerage data. That proposal, named the Comprehensive Automated Risk Data System (CARDS), sought to take advantage of "technological advances [that] c[ould have] be[en] leveraged to obtain, store, manage and access large quantities of data to identify and quickly respond to potentially fraudulent and abusive behavior." Almost immediately upon its announcement of the proposal, FINRA faced industry-wide backlash centered ...
Posted in: FINRA
Tags: burr forman, CARDS, Comprehensive Automated Risk Data System, data collection, Financial Industry Regulatory Authority, finra, securities litigation, Securities Litigation & Arbitration
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