Posts tagged Deputy Attorney General Sally Q. Yates.
United States Deputy Attorney General Sally Q. Yates issued a September 9 memo directing increased focus on individual culpability in matters of corporate wrongdoing. The memo highlights six policy directives - some existing, some new - targeting individuals involved in corporate wrongdoing, in addition to fines and sanctions against the corporation itself. Yates said individual accountability is important to deter future illegality, incentivize good corporate behavioral, ensure proper responsibility, and promote public confidence. Many would say the last is first: The ...
Posted in: SEC, Whistleblower Claims
Tags: burr forman, Department of Justice, Deputy AG Yates, Deputy Attorney General Sally Q. Yates, DOJ, DOJ Focuses on Individuals in Corporate Wrongdoing, Individual Accountability for Corporate Wrongdoing, Principles of Federal Prosecution of Business Organizations, securities litigation, Securities Litigation & Arbitration, six policy directives, Yates Memo