Posts tagged FINRA Rule 2210.
The Link to FINRA BrokerCheck
The Securities and Exchange Commission recently approved a rule change to amend FINRA Rule 2210 to require broker-dealers to include a "readily apparent reference and hyperlink" to BrokerCheck on their websites. The hyperlinks and references to BrokerCheck would be required for all webpages where a registered person's profile information appears, including webpages on the member's website and webpages on a branch office's website. This is an important development because BrokerCheck is a site for investors to conduct due diligence on broker and broker-dealers. Two FINRA ...
Posted in: FINRA, SEC
Tags: BrokerCheck, burr forman, finra, FINRA Rule 2210, SEC, Securities and Exchange Commission, securities litigation, Securities Litigation & Arbitration
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