FINRA-DR Postpones In-Person Hearings
Securities regulator FINRA has postponed all in-person arbitration, mediation, and disciplinary hearings through May 1, due to COVID-19 concerns. All other case deadlines remain unaffected. The guidance is here.
Tags: finra
PartnerTom Potter is a Partner in the firm's Nashville office, and his practice focuses on securities, corporate disputes, and appellate litigation. Tom has over 35 years of experience representing business interests.
Tom represents ...
